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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
231	Rules Notice Guidance Note UMIR Contact: Naomi Solomon Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-14 14:05:04 Investment Universal Market Integrity Rules High-frequency trading Algorithmic trading Dark liquidity Trading strategy Investment Industry Regulatory Organization of Canada Trading room Financial markets Financial economics Finance
232	Rules Notice Request for Comments UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-14 14:50:03 Investment Universal Market Integrity Rules High-frequency trading Algorithmic trading Dark liquidity Trading strategy Investment Industry Regulatory Organization of Canada Trading room Market maker Financial markets Financial economics Finance
233	IIROC Arbitration Program - Final R Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 17:47:02 Arbitration Business Conflict Dispute resolution Investment Industry Regulatory Organization of Canada Financial Industry Regulatory Authority Arbitral tribunal Ombudsman for Banking Services and Investments Law Legal terms Self-regulatory organizations
234	Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F2 Change or Surrender of Individual Categories Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:39 United States securities law Self-regulatory organizations Financial economics Ontario Securities Commission Autorité des marchés financiers British Columbia Securities Commission Regulation D Securities Commission Investment Industry Regulatory Organization of Canada Financial regulation United States Securities and Exchange Commission Financial system
235	Rules Notice Request for Comments Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-08 10:55:03 Self-regulatory organizations Financial services Financial markets Investment Exempt market dealer Investment Industry Regulatory Organization of Canada Canadian Investor Protection Fund Financial Industry Regulatory Authority Financial regulation Financial economics Finance Business
236	OVERSIGHT REVIEW REPORT INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA QUÉBEC DISTRICT 2009 Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:33:21 Investment Industry Regulatory Organization of Canada Securities Business Due diligence Law Finance Financial regulation
237	Rules Advisory Committee Meeting Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-08-20 11:30:05 Financial markets Stock market Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Futures contract Order Exchange-traded fund Financial economics Investment Finance
238	Rules Notice Concept Paper Request for Comments Dealer Member Rules Please distribute internally to: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-11-07 15:20:06 Self-regulatory organizations United States securities law Financial regulation Financial services Exempt market dealer Canadian Investor Protection Fund Investment Industry Regulatory Organization of Canada Canadian securities regulation Financial Industry Regulatory Authority Financial economics Finance Business
239	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-09-08 09:46:03 Financial regulation Business Investment Industry Regulatory Organization of Canada Securities High-frequency trading Universal Market Integrity Rules Canadian securities regulation Financial economics Finance Self-regulatory organizations
240	CSA Staff Notice: [removed]Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2013-02-07 10:18:04 Business Investment Exempt market dealer Securities United States securities law Investment Industry Regulatory Organization of Canada Canadian securities regulation Financial Industry Regulatory Authority Broker-dealer Financial economics Finance Self-regulatory organizations

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